Busse Brian's Form 4 filing
Arlo Technologies, Inc. (ARLO) · filed Mar 6, 2024
- Accession no.
- 0001415889-24-007138
- Filed
- Mar 6, 2024
- Trade date
- Feb 1-Mar 5, 2024
- Filing delay
- 34 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $462.5K. It was filed 34 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Busse BrianCIK 0001746751 | Officer (GENERAL COUNSEL) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +41,666 | – | – | 722,455 | Direct | |
| Mar 4, 2024 | Common Stock | FTax withholdingDisposed | −18,416 | $11.40 | −$209,942.4 | 704,039 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −42,161 | $10.97 | −$462,506.17 | 661,878 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2024 | Common Stock | AGrant or awardAcquired | +150,000 | $0.00 | $0 | 150,000 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −41,666 | $0.00 | $0 | 83,334 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.