Rothblatt Martine A's Form 4 filing
United Therapeutics Corp (UTHR) · filed Mar 5, 2024
- Accession no.
- 0001415889-24-006690
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-4, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.71M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothblatt Martine ACIK 0001106578 | Director, Officer (CHAIRPERSON & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $129.49 | +$1,942,350 | 15,130 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −1,952 | $231.11F2 | −$451,126.72 | 13,178 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −5,773 | $232.04F3 | −$1,339,566.92 | 7,405 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −4,046 | $232.87F4 | −$942,192.02 | 3,359 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −987 | $234.32F5 | −$231,273.84 | 2,372 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −626 | $235.13F6 | −$147,191.38 | 1,746 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −1,398 | $236.24F7 | −$330,263.52 | 348 | Direct | |
| Mar 1, 2024 | Common Stock | SSaleDisposed | −218 | $237.46F8 | −$51,766.28 | 130 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseAcquired | +915 | $129.49 | +$118,483.35 | 1,045 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −417 | $230.58F9 | −$96,151.86 | 628 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −7 | $231.39 | −$1,619.73 | 621 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −491 | $232.79F10 | −$114,299.89 | 130 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 708,869 | Direct | |
| Mar 4, 2024 | Common Stock | MOption exerciseDisposed | −915 | $0.00 | $0 | 707,954 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $230.49 to $231.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $231.52 to $232.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $232.58 to $233.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $233.62 to $234.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $234.81 to $235.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $235.86 to $236.8425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $236.96 to $237.61. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $230.00 to $230.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $232.59 to $232.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.