Skip to main content

Howson Dave's Form 4 filing

Cboe Global Markets, Inc. (CBOE) · filed Feb 22, 2024

Accession no.
0001415889-24-004842
Filed
Feb 22, 2024
Trade date
Feb 19-20, 2024
Filing delay
3 daysLate
Rule 10b5-1 plan
Checked

This filing lists 9 non-derivative transactions and 6 derivative transactions. Open-market sales total $995.0K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Howson DaveCIK 0001797922Officer (EVP, GLOBAL PRESIDENT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 19, 2024Common StockMOption exerciseAcquired+2,557$186.69+$477,366.3320,130Direct
Feb 19, 2024Common StockFTax withholdingDisposed−1,195$186.69−$223,094.5518,935Direct
Feb 19, 2024Common StockMOption exerciseAcquired+2,753$186.69+$513,957.5721,688Direct
Feb 19, 2024Common StockFTax withholdingDisposed−1,251$186.69−$233,549.1920,437Direct
Feb 19, 2024Common StockMOption exerciseAcquired+760$186.69+$141,884.421,197Direct
Feb 19, 2024Common StockFTax withholdingDisposed−342$186.69−$63,847.9820,855Direct
Feb 19, 2024Common StockMOption exerciseAcquired+3,664$186.69+$684,032.1624,519Direct
Feb 19, 2024Common StockFTax withholdingDisposed−1,624$186.69−$303,184.5622,895Direct
Feb 20, 2024Common StockSSaleDisposed−5,322$186.96−$995,001.1217,573Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 19, 2024Common StockMOption exerciseDisposed−2,557$0.00$00Direct
Feb 19, 2024Common StockMOption exerciseDisposed−2,753$0.00$02,753Direct
Feb 19, 2024Common StockMOption exerciseDisposed−760$0.00$0760Direct
Feb 19, 2024Common StockMOption exerciseDisposed−3,664$0.00$07,330Direct
Feb 19, 2024Common StockAGrant or awardAcquired+9,207$0.00$09,207Direct
Feb 19, 2024Common StockAGrant or awardAcquired+1,340$0.00$01,340Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)