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Koh Bong Y's Form 4 filing

KalVista Pharmaceuticals, Inc. (KALV) · filed Feb 22, 2024

Accession no.
0001415889-24-004790
Filed
Feb 22, 2024, 4:15 PM ET
Trade date
Feb 20, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Koh Bong YCIK 000161597910% Owner
Shah Nimish PCIK 000169808210% Owner
Venrock Healthcare Capital Partners III, L.P.CIK 000173804810% Owner
VHCP Management III, LLCCIK 000173805310% Owner
VHCP Co-Investment Holdings III, LLCCIK 000175076110% Owner
Venrock Healthcare Capital Partners EG, L.P.CIK 000180851210% Owner
VHCP Management EG, LLCCIK 000180851810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 20, 2024Common StockPPurchaseAcquired+655,738$15.25+$9,999,348.76655,738Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)