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Sepe Matthew Joseph's Form 4 filing

Lumentum Holdings Inc. (LITE) · filed Feb 20, 2024

Accession no.
0001415889-24-004511
Filed
Feb 20, 2024
Trade date
Feb 15, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $487.5K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sepe Matthew JosephCIK 0001743176Officer (CHIEF ACCOUNTING OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 15, 2024Common StockFTax withholdingDisposed−690$49.19−$33,941.143,091Direct
Feb 15, 2024Common StockSSaleDisposed−9,903$49.23F2−$487,524.6933,188Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These sales were executed in multiple trades at prices ranging from $49.21 to $49.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)