Kreger Bradley Allen's Form 4 filing
Velo3D, Inc.VELO · filed Feb 20, 2024
- Accession no.
- 0001415889-24-004433
- Filed
- Feb 20, 2024, 5:29 PM ET
- Trade date
- Jan 18-Feb 18, 2024
- Filing delay
- 33 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.13K. It was filed 33 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kreger Bradley AllenCIK 0001739205 | Officer (INTERIM CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Stock | MOption exerciseAcquired | +31,446 | –F1 | – | 70,337 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −13,600 | $0.3034 | −$4,126.24 | 56,737 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +116,787 | –F1 | – | 173,524 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +20,794 | –F1 | – | 194,318 | Direct | |
| Feb 18, 2024 | Common Stock | MOption exerciseAcquired | +31,447 | –F1 | – | 225,765 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Stock | MOption exerciseDisposed | −31,446 | $0.00 | $0 | 345,912 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −116,787 | $0.00 | $0 | 350,361 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −20,794 | $0.00 | $0 | 0 | Direct | |
| Feb 18, 2024 | Common Stock | MOption exerciseDisposed | −31,447 | $0.00 | $0 | 314,465 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
Referenced by the price of 4 transactions in Table I.