Meserve Nicholas's Form 4 filing
Main Street Capital CORPMAIN · filed Jan 25, 2024
- Accession no.
- 0001415889-24-001804
- Filed
- Jan 25, 2024
- Trade date
- Dec 20, 2023-Jan 12, 2024
- Filing delay
- 36 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $258.1K. It was filed 36 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Meserve NicholasCIK 0001563461 | Officer (MANAGING DIRECTOR) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2023 | Common Stock | SSaleDisposed | −6,000 | $43.01F2 | −$258,060 | 89,210.33 | Direct | |
| Jan 12, 2024 | Common Stock | JOtherAcquired | +40.69 | $43.69 | +$1,777.75 | 89,251.02 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $43.00 to $43.07, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.