Mawer Stephen P's Form 4 filing
Calumet, Inc. (CLMT) · filed Jan 22, 2024
- Accession no.
- 0001415889-24-001638
- Filed
- Jan 22, 2024
- Trade date
- Jan 18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $268.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mawer Stephen PCIK 0001669531 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Units | MOption exerciseAcquired | +68,310 | $0.00 | $0 | 218,364 | Direct | |
| Jan 18, 2024 | Common Units | FTax withholdingDisposed | −30,717 | $0.00 | $0 | 187,647 | Direct | |
| Jan 18, 2024 | Common Units | SSaleDisposed | −15,037 | $17.87 | −$268,711.19 | 172,610 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Units | MOption exerciseDisposed | −68,310 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.