Chapman Steven Leonard's Form 4/A amendment
AmendedNatera, Inc. (NTRA) · filed Dec 29, 2023
- Accession no.
- 0001415889-23-017028
- Filed
- Dec 29, 2023
- Trade date
- Sep 23, 2022
- Filing delay
- 462 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 26, 2022
This filing lists 1 non-derivative transaction. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $75.8K. It was filed 462 days after the trade.
This amendment restates part of 0001415889-22-009958 (filed Sep 26, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chapman Steven LeonardCIK 0001711968 | Director, Officer (CEO AND PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2022 | Common Stock | SSaleDisposed | −1,674 | $45.30F2 | −$75,832.2 | 71,438 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001415889-22-009958 (filed Sep 26, 2022).
Non-derivative securities (Table I)
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 22, 2022 | Common Stock | MOption exerciseDisposed | −182 | $0.00 | $0 | 366 | Direct | |
| Sep 22, 2022 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 6,250 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
Referenced by the price of 2 transactions in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
- F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.9030 to $45.30 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The prior Form 4 incorrectly reported the number of securities beneficially owned following the reported transaction.