Burns Thomas William's Form 4 filing
GLAUKOS Corp (GKOS) · filed Dec 22, 2023
- Accession no.
- 0001415889-23-016910
- Filed
- Dec 22, 2023
- Trade date
- Dec 21-22, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.79M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | Director, Officer (CHAIRMAN & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2023 | Common Stock | MOption exerciseAcquired | +79,684 | $7.28 | +$580,099.52 | 135,519 | Direct | |
| Dec 21, 2023 | Common Stock | SSaleDisposed | −79,684 | $85.21F3 | −$6,789,873.64 | 55,835 | Direct | |
| Dec 22, 2023 | Common Stock | MOption exerciseAcquired | +1 | $7.28 | +$7.28 | 55,836 | Direct | |
| Dec 22, 2023 | Common Stock | SSaleDisposed | −1 | $85.32 | −$85.32 | 55,835 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2023 | Common Stock | MOption exerciseDisposed | −79,684 | $0.00 | $0 | 155,116 | Direct | |
| Dec 22, 2023 | Common Stock | MOption exerciseDisposed | −1 | $0.00 | $0 | 155,115 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $85.00 to $85.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.