Sacks Ian's Form 4 filing
Healthequity, Inc. (HQY) · filed Dec 21, 2023
- Accession no.
- 0001415889-23-016846
- Filed
- Dec 21, 2023
- Trade date
- Dec 19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.86M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sacks IanCIK 0001614866 | Other: FORMER DIRECTOR |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $21.27 | +$319,050 | 124,630 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $14.00 | +$210,000 | 139,630 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $25.39 | +$380,850 | 154,630 | Direct | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −45,000 | $63.50 | −$2,857,500 | 109,630 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct | |
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Power of Attorney given by Mr. Sacks was previously filed with the U.S. Securities and Exchange Commission on February 3, 2017 as an exhibit to a statement on Form 4 filed by Mr. Sacks with respect to HealthEquity, Inc. and is hereby incorporated by reference.