Marshall Allan's Form 4 filing
Upexi, Inc. (UPXI) · filed Dec 20, 2023
- Accession no.
- 0001415889-23-016775
- Filed
- Dec 20, 2023
- Trade date
- Dec 14-15, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $12.3K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall AllanCIK 0001279925 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Stock | PPurchaseAcquired | +4,535 | $0.91 | +$4,126.85 | 2,758,868 | Direct | |
| Dec 14, 2023 | Common Stock | PPurchaseAcquired | +8,381 | $0.98 | +$8,213.38 | 2,767,249 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.