Tang Kevin C's Form 4 filing
Rain Oncology Inc. · filed Dec 18, 2023
- Accession no.
- 0001415889-23-016655
- Filed
- Dec 18, 2023, 6:29 PM ET
- Trade date
- Dec 14-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $209.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tang Kevin CCIK 0001178579 | 10% Owner |
| Tang Capital Partners LPCIK 0001191935 | 10% Owner |
| Tang Capital Management LLCCIK 0001232621 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | SSaleDisposed | −24,406 | $1.21F1 | −$29,531.26 | 4,000,080 | Indirect | |
| Dec 15, 2023 | Common Stock | SSaleDisposed | −109,435 | $1.20F3 | −$131,322 | 3,890,645 | Indirect | |
| Dec 18, 2023 | Common Stock | SSaleDisposed | −40,132 | $1.21F4 | −$48,559.72 | 3,850,513 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The prices reported are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.22. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares sold at each price within the ranges set forth in Footnotes 1, 3 and 4.
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions ranging from $1.20 to $1.22.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions ranging from $1.20 to $1.24.
Referenced by the price of 1 transaction in Table I.