Makharia Rohit's Form 4 filing
SES AI Corp (SES) · filed Dec 15, 2023
- Accession no.
- 0001415889-23-016536
- Filed
- Dec 15, 2023, 5:30 PM ET
- Trade date
- Dec 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $479.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Makharia RohitCIK 0001907018 | Officer (PRES. & CHIEF STRATEGY OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Class A Common Stock | MOption exerciseAcquired | +212,000 | $0.16 | +$33,920 | 316,603 | Direct | |
| Dec 14, 2023 | Class A Common Stock | SSaleDisposed | −212,000 | $2.26 | −$479,226 | 104,603 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Class A Common Stock | MOption exerciseDisposed | −212,000 | $0.00 | $0 | 6,180,676 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.