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Unterseher Loren A's Form 4 filing

SkyWater Technology, LLC (SKYT) · filed Dec 12, 2023

Accession no.
0001415889-23-016317
Filed
Dec 12, 2023, 4:52 PM ET
Trade date
Dec 8, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $4.00M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Unterseher Loren ACIK 0001741560Director, 10% Owner
CMI Oxbow Partners, LLCCIK 0001857392Director, 10% Owner
Oxbow Industries, LLCCIK 0001857514Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2023Common StockSSaleDisposed−500,000$8.00−$4,000,00014,447,282Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)