Shaw Thomas J's Form 4 filing

Retractable Technologies Inc (RVP) · filed Dec 7, 2023

Accession no.: 0001415889-23-015953
Filed: Dec 7, 2023
Trade date: Dec 5-6, 2023
Filing delay: 2 days
Rule 10b5-1 plan: Checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $6.83K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Shaw Thomas JCIK 0001174567	Director, Officer (PRESIDENT AND CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Dec 5, 2023	Common Stock	PPurchaseAcquired	+3,012	$1.10^F1	+$3,313.2	14,099,018	Direct
Dec 6, 2023	Common Stock	PPurchaseAcquired	+3,199	$1.10^F2	+$3,518.9	14,102,217	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Represents weighted average price.

Referenced by the price of 1 transaction in Table I.

Represents weighted average price.

Referenced by the price of 1 transaction in Table I.

Remarks

The Rule 10b5-1 Plan's date of adoption was August 22, 2023.

Read the full filing on SEC EDGAR (opens in a new tab)