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Kunins Jeffrey C's Form 4 filing

Axon Enterprise, Inc. (AXON) · filed Dec 5, 2023

Accession no.
0001415889-23-015902
Filed
Dec 5, 2023
Trade date
Dec 1-5, 2023
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions. Open-market sales total $1.40M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kunins Jeffrey CCIK 0001788888Officer (CPO & CTO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2023Common StockSSaleDisposed−635$230.38−$146,291.3236,020Direct
Dec 4, 2023Common StockSSaleDisposed−956$233.00−$222,748235,064Direct
Dec 4, 2023Common StockSSaleDisposed−1,768$229.60F3−$405,932.8233,296Direct
Dec 4, 2023Common StockSSaleDisposed−5$232.15F4−$1,160.75233,291Direct
Dec 5, 2023Common StockSSaleDisposed−2,690$230.87−$621,040.3230,601Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The transaction was executed in multiple trades at prices ranging from $229.60 to $229.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $232.0403 to $232.175. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)