Northern Pacific Growth Investment Advisors, LLC's Form 4 filing
SUNation Energy, Inc. (SUNE) · filed Nov 29, 2023
- Accession no.
- 0001415889-23-015577
- Filed
- Nov 29, 2023
- Trade date
- Jun 12-Nov 20, 2023
- Filing delay
- 170 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 14 non-derivative transactions and 0 derivative transactions. Open-market sales total $204.6K. It was filed 170 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Northern Pacific Growth Investment Advisors, LLCCIK 0001920590 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Common Stock | SSaleDisposed | −16,867 | $1.45 | −$24,457.15 | 1,597,571 | Indirect | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −11,016 | $1.46 | −$16,083.36 | 1,586,555 | Indirect | |
| Jun 14, 2023 | Common Stock | SSaleDisposed | −5,306 | $1.42 | −$7,534.52 | 1,581,249 | Indirect | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −5,310 | $1.40 | −$7,434 | 1,575,939 | Indirect | |
| Aug 14, 2023 | Common Stock | SSaleDisposed | −50,000 | $1.12 | −$56,000 | 1,525,939 | Indirect | |
| Aug 21, 2023 | Common Stock | SSaleDisposed | −50,000 | $1.05 | −$52,500 | 1,475,939 | Indirect | |
| Sep 12, 2023 | Common Stock | SSaleDisposed | −2,900 | $1.04 | −$3,016 | 1,473,039 | Indirect | |
| Sep 13, 2023 | Common Stock | SSaleDisposed | −22,100 | $1.01 | −$22,321 | 1,450,939 | Indirect | |
| Nov 3, 2023 | Common Stock | JOtherDisposed | −301,587 | $0.00 | $0 | 1,149,352 | Indirect | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −2,600 | $0.68 | −$1,768 | 1,146,752 | Indirect | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −9,616 | $0.65 | −$6,250.4 | 1,137,136 | Indirect | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −4,630 | $0.62 | −$2,870.6 | 1,132,506 | Indirect | |
| Nov 17, 2023 | Common Stock | SSaleDisposed | −4,600 | $0.62 | −$2,852 | 1,127,906 | Indirect | |
| Nov 20, 2023 | Common Stock | SSaleDisposed | −2,488 | $0.61 | −$1,517.68 | 1,125,418 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.