Kunins Jeffrey C's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Nov 13, 2023
- Accession no.
- 0001415889-23-015035
- Filed
- Nov 13, 2023
- Trade date
- Nov 10, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $8.95M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kunins Jeffrey CCIK 0001788888 | Officer (CPO & CTO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | SSaleDisposed | −3,699 | $215.97F2 | −$798,873.03 | 274,123 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −16,662 | $217.00F3 | −$3,615,654 | 257,461 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −19,180 | $217.74F4 | −$4,176,253.2 | 238,281 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −1,226 | $218.63F5 | −$268,040.38 | 237,055 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −400 | $219.80F6 | −$87,920 | 236,655 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $215.36 to $216.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $216.38 to $217.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $217.38 to $218.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $218.38 to $219.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $219.74 to $219.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.