Watkins James M's Form 4 filing
Boot Barn Holdings, Inc. (BOOT) · filed Nov 13, 2023
- Accession no.
- 0001415889-23-014983
- Filed
- Nov 13, 2023
- Trade date
- Nov 7, 2023
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.14M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Watkins James MCIK 0001562356 | Officer (CFO & SECRETARY) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +2,924 | $6.15 | +$17,982.6 | 18,038 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +2,738 | $20.94 | +$57,333.72 | 20,776 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +3,005 | $23.57 | +$70,827.85 | 23,781 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +1,119 | $23.92 | +$26,766.48 | 24,900 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +1,461 | $24.08 | +$35,180.88 | 26,361 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseAcquired | +1,557 | $28.63 | +$44,576.91 | 27,918 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −15,099 | $75.19 | −$1,135,293.81 | 12,819 | Direct | |
| Nov 7, 2023 | Common Stock | GGiftDisposed | −2,500 | $0.00 | $0 | 10,319 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −2,924 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −2,738 | $0.00 | $0 | 1,369 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −3,005 | $0.00 | $0 | 1,502 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −1,119 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −1,461 | $0.00 | $0 | 730 | Direct | |
| Nov 7, 2023 | Common Stock | MOption exerciseDisposed | −1,557 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.