Isner Joshua's Form 4 filing
Axon Enterprise, Inc. (AXON) · filed Oct 4, 2023
- Accession no.
- 0001415889-23-014012
- Filed
- Oct 4, 2023
- Trade date
- Oct 2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $5.83M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Isner JoshuaCIK 0001648518 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Common Stock | SSaleDisposed | −16,035 | $195.64F2 | −$3,137,087.4 | 370,153 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −5,117 | $196.51F3 | −$1,005,541.67 | 365,036 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −6,894 | $197.46F4 | −$1,361,289.24 | 358,142 | Direct | |
| Oct 2, 2023 | Common Stock | SSaleDisposed | −1,653 | $198.45F5 | −$328,037.85 | 356,489 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $195.08 to $196.0762. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $196.08 to $197.0447. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $197.1482 to $198.1475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $198.165 to $198.8871. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.