Kurtz George's Form 4 filing
CrowdStrike Holdings, Inc. (CRWD) · filed Sep 22, 2023
- Accession no.
- 0001415889-23-013530
- Filed
- Sep 22, 2023
- Trade date
- Sep 21, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.28M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kurtz GeorgeCIK 0001778564 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Class A common stock | CConversionAcquired | +37,039 | –F1 | – | 1,157,010 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −6,300 | $160.25F3 | −$1,009,575 | 1,150,710 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −10,400 | $161.22F4 | −$1,676,688 | 1,140,310 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −14,442 | $162.23F5 | −$2,342,925.66 | 1,125,868 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −14,966 | $162.87F6 | −$2,437,512.42 | 1,110,902 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −1,200 | $164.31F7 | −$197,172 | 1,109,702 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −1,600 | $165.18F8 | −$264,288 | 1,108,102 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −2,800 | $166.07F9 | −$464,996 | 1,105,302 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −600 | $167.49F10 | −$100,494 | 1,104,702 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −1,500 | $168.55F11 | −$252,825 | 1,103,202 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −2,200 | $169.72F12 | −$373,384 | 1,101,002 | Direct | |
| Sep 21, 2023 | Class A common stock | SSaleDisposed | −913 | $170.40F13 | −$155,575.2 | 1,100,089 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Class B common stock | MOption exerciseDisposed | −87,998 | $0.00 | $0 | 351,989 | Direct | |
| Sep 21, 2023 | Class A common stock | MOption exerciseAcquired | +87,998 | $0.00 | $0 | 1,266,794 | Direct | |
| Sep 21, 2023 | Class A common stock | CConversionDisposed | −37,039 | $0.00 | $0 | 1,229,755 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B common stock was converted into Class A common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $159.65 to $160.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $160.65 to $161.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $161.645 to $162.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $162.64 to $163.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $163.67 to $164.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $164.71 to $165.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $165.74 to $166.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $166.85 to $167.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $168.07 to $168.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $169.12 to $170.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $170.13 to $170.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported sales were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.