Buchan James's Form 4 filing
Alpha Pro Tech Ltd (APT) · filed Sep 12, 2023
- Accession no.
- 0001415889-23-013163
- Filed
- Sep 12, 2023
- Trade date
- Sep 8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $44.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buchan JamesCIK 0001703326 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | options | MOption exerciseAcquired | +10,000 | $3.60 | +$36,000 | 16,013 | Direct | |
| Sep 8, 2023 | Common Stock | SSaleDisposed | −10,000 | $4.46 | −$44,600 | 6,013 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 24,900 | Direct | |
| Sep 8, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 19,900 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.