Rudd Troy's Form 4 filing
Aecom (ACM) · filed Aug 17, 2023
- Accession no.
- 0001415889-23-012361
- Filed
- Aug 17, 2023
- Trade date
- Dec 22, 2022-Aug 15, 2023
- Filing delay
- 238 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.90M. It was filed 238 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rudd TroyCIK 0001653811 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2023 | Common Stock | MOption exerciseAcquired | +49,071 | $0.00F1 | $0 | 232,308 | Direct | |
| Aug 15, 2023 | Common Stock | MOption exerciseAcquired | +53,097 | $38.72 | +$2,055,915.84 | 285,405 | Direct | |
| Aug 15, 2023 | Common Stock | FTax withholdingDisposed | −21,366 | $87.88 | −$1,877,644.08 | 264,039 | Direct | |
| Aug 15, 2023 | Common Stock | SSaleDisposed | −64,792 | $88.22F4 | −$5,715,950.24 | 199,247 | Direct | |
| Aug 15, 2023 | Common Stock | SSaleDisposed | −13,305 | $88.89F5 | −$1,182,681.45 | 185,942 | Direct | |
| Dec 22, 2022 | Common Stock | GGiftDisposed | −800 | $0.00 | $0 | 185,142 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represented a contingent right to receive, upon vesting, one share of the Issuer's common stock. On August 15, 2023, the restricted stock units vested and were settled for an equal number of shares of the Issuer's common stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
Represents the exercise of a stock option that was exercisable in equal tranches subject to (A) Mr. Rudd's continued employment with the Issuer through the first, second, third, fourth and fifth anniversaries of the 8/15/2020 option grant date, and (B) the volume-weighted average prices of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles. The exercise of the stock options reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.
Referenced by the price of 1 transaction in Table II.
- F4
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $87.74 to $88.73 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $88.74 to $89.42 the majority of which were sold to satisfy the option exercise price and related taxes. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range noted in this footnote. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2023.
Referenced by the price of 1 transaction in Table I.