Harding Mark W's Form 4 filing
Pure Cycle Corp (PCYO) · filed Aug 7, 2023
- Accession no.
- 0001415889-23-011903
- Filed
- Aug 7, 2023
- Trade date
- Aug 3-7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $247.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harding Mark WCIK 0000940763 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Common Stock | MOption exerciseAcquired | +100,000 | $5.88 | +$588,000 | 587,243 | Direct | |
| Aug 3, 2023 | Common Stock | FTax withholdingDisposed | −47,154 | $12.47 | −$588,010.38 | 540,089 | Direct | |
| Aug 3, 2023 | Common Stock | SSaleDisposed | −6,445 | $12.52 | −$80,691.4 | 533,644 | Direct | |
| Aug 4, 2023 | Common Stock | SSaleDisposed | −4,688 | $12.42 | −$58,224.96 | 528,956 | Direct | |
| Aug 7, 2023 | Common Stock | SSaleDisposed | −8,867 | $12.23 | −$108,443.41 | 520,089 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2023 | Common Stock | MOption exerciseAcquired | +100,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.