Flack Mitch's Form 4 filing
TCW Strategic Income Fund Inc (TSI) · filed Aug 3, 2023
- Accession no.
- 0001415889-23-011816
- Filed
- Aug 3, 2023
- Trade date
- Jul 13, 2023
- Filing delay
- 21 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $215.3K. It was filed 21 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Flack MitchCIK 0001487057 | Officer (PORTFOLIO MANAGER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2023 | Common Stock | SSaleDisposed | −46,300 | $4.65 | −$215,295 | 40,425 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.