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Verrastro Paul's Form 4 filing

CVRx, Inc.CVRX · filed Aug 2, 2023

Accession no.
0001415889-23-011778
Filed
Aug 2, 2023
Trade date
Jul 31-Aug 2, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Verrastro PaulCIK 0001869761Officer (CHIEF MKTG & STRAT OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2023Common StockMOption exerciseAcquired+3,750$5.14+$19,2753,750Direct
Jul 31, 2023Common StockSSaleDisposed−1,122$17.49F1−$19,623.782,628Direct
Aug 2, 2023Common StockGGiftDisposed−2,000$0.00$0628Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 31, 2023Common StockMOption exerciseDisposed−3,750$5.14−$19,27580,806Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average price of 3,750 shares of common stock of CVRx, Inc. sold by the reporting person in multiple transactions on July 31, 2023 with sale prices ranging from $17.47 to $17.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)