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Gonzalez Richard A's Form 4 filing

AbbVie Inc. (ABBV) · filed Aug 2, 2023

Accession no.
0001415889-23-011768
Filed
Aug 2, 2023
Trade date
Jul 31-Aug 1, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $11.7M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gonzalez Richard ACIK 0001239127Director, Officer (CHAIRMAN OF THE BOARD AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2023Common Stock, $0.01 par valueSSaleDisposed−18,500$149.15F1−$2,759,275625,294Direct
Aug 1, 2023Common Stock, $0.01 par valueSSaleDisposed−60,000$148.58F2−$8,914,800565,294Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.85 to $149.59 inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.85 to $150.69 inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)