D'Ambrosio Lance Varro's Form 4 filing
Riot Platforms, Inc.RIOT · filed Jul 19, 2023
- Accession no.
- 0001415889-23-011350
- Filed
- Jul 19, 2023
- Trade date
- Jul 17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 1 non-derivative transaction. Open-market sales total $498.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| D'Ambrosio Lance VarroCIK 0001611745 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 17, 2023 | Common Stock | SSaleDisposed | −26,000 | $19.16F2 | −$498,160 | 13,441 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $19.09 to $19.17, inclusive, per share. The price reported above reflects the weighted average sale price of the reported transaction. The Reporting Person hereby undertakes to provide, upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.