Maitland Tracy V's Form 4 filing
Advent Convertible & Income Fund (AVK) · filed Jul 18, 2023
- Accession no.
- 0001415889-23-011242
- Filed
- Jul 18, 2023
- Trade date
- Jul 14-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $690.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maitland Tracy VCIK 0001251345 | Director, Officer (CHAIRMAN, PRESIDENT & CEO), Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2023 | Common Stock | SSaleDisposed | −30,000 | $11.68 | −$350,400 | 70,298 | Indirect | |
| Jul 17, 2023 | Common Stock | SSaleDisposed | −10,000 | $11.68 | −$116,800 | 60,298 | Indirect | |
| Jul 18, 2023 | Common Stock | SSaleDisposed | −19,048 | $11.72 | −$223,242.56 | 41,250 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.