Burns Thomas William's Form 4 filing
GLAUKOS Corp (GKOS) · filed Jul 11, 2023
- Accession no.
- 0001415889-23-011036
- Filed
- Jul 11, 2023
- Trade date
- Jul 7-10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $961.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burns Thomas WilliamCIK 0001644557 | Director, Officer (CHAIRMAN & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2023 | Common Stock | MOption exerciseAcquired | +133 | $7.28 | +$968.24 | 674,096 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −133 | $70.00 | −$9,310 | 673,963 | Direct | |
| Jul 10, 2023 | Common Stock | MOption exerciseAcquired | +13,440 | $7.28 | +$97,843.2 | 687,403 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −13,111 | $70.86F3 | −$929,045.46 | 674,292 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −329 | $71.23F4 | −$23,434.67 | 673,963 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2023 | Common Stock | MOption exerciseDisposed | −133 | $0.00 | $0 | 413,440 | Direct | |
| Jul 10, 2023 | Common Stock | MOption exerciseDisposed | −13,440 | $0.00 | $0 | 400,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $70.17 to $71.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $71.17 to $71.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.