Cohen Scot's Form 4 filing
Wrap Technologies, Inc. (WRAP) · filed Jul 7, 2023
- Accession no.
- 0001415889-23-010942
- Filed
- Jul 7, 2023
- Trade date
- Jul 5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cohen ScotCIK 0001558913 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 5, 2023 | Common Stock | PPurchaseAcquired | +862,069 | –F4 | – | 1,250 | Direct | |
| Jul 5, 2023 | Common Stock | PPurchaseAcquired | +862,069 | –F4 | – | 862,069 | Direct | |
| Jul 5, 2023 | Common Stock | PPurchaseAcquired | +1,206,897 | –F4 | – | 1,750 | Indirect | |
| Jul 5, 2023 | Common Stock | PPurchaseAcquired | +1,206,897 | –F4 | – | 1,208,647 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The Preferred Shares and Warrants reported herein were acquired pursuant to a Securities Purchase Agreement by and between the Reporting Person and the Issuer, which transaction was approved by the Board of Directors of the Issuer, whereby the Reporting Person acquired each Preferred Share and associated Warrant at a purchase price of $1,000 per Preferred Share.
Referenced by the price of 4 transactions in Table II.