Lee Edward T's Form 4 filing
RHRH · filed Jun 28, 2023
- Accession no.
- 0001415889-23-010427
- Filed
- Jun 28, 2023
- Trade date
- Jun 27, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $420.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Edward TCIK 0001829387 | Officer (SEE REMARKS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2023 | Common Stock | MOption exerciseAcquired | +1,000 | $101.25 | +$101,250 | 3,624 | Direct | |
| Jun 27, 2023 | Common Stock | SSaleDisposed | −1,000 | $300.00F1 | −$300,000 | 2,624 | Direct | |
| Jun 27, 2023 | Common Stock | MOption exerciseAcquired | +400 | $154.82 | +$61,928 | 3,024 | Direct | |
| Jun 27, 2023 | Common Stock | SSaleDisposed | −400 | $300.00F1 | −$120,000 | 2,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 27, 2023 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 2,000 | Direct | |
| Jun 27, 2023 | Common Stock | MOption exerciseDisposed | −400 | $0.00 | $0 | 2,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Referenced by the price of 2 transactions in Table I.
Remarks
Chief Legal and Compliance Officer