Berger Larry L's Form 4 filing
Ecolab Inc. (ECL) · filed Jun 16, 2023
- Accession no.
- 0001415889-23-009961
- Filed
- Jun 16, 2023
- Trade date
- Jun 16, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.94M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berger Larry LCIK 0001433832 | Officer (EVP & CHIEF TECHNICAL OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Stock | MOption exerciseAcquired | +7,889 | $117.73 | +$928,771.97 | 20,331 | Direct | |
| Jun 16, 2023 | Common Stock | MOption exerciseAcquired | +13,819 | $137.09 | +$1,894,446.71 | 34,150 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −21,708 | $181.67F1 | −$3,943,692.36 | 12,442 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Stock | MOption exerciseDisposed | −7,889 | $0.00 | $0 | 0 | Direct | |
| Jun 16, 2023 | Common Stock | MOption exerciseDisposed | −13,819 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $181.500 to $182.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.