Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Jun 16, 2023
- Accession no.
- 0001415889-23-009943
- Filed
- Jun 16, 2023, 4:32 PM ET
- Trade date
- Jun 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $294.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 19,799 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 14, 2023 with sale prices ranging from $9.50 to $9.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 11,104 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 15, 2023 with sale prices ranging from $9.50 to $9.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.