Stuebe Nancy E.'s Form 4/A amendment
AmendedAdvent Convertible & Income Fund (AVK) · filed Jun 13, 2023
- Accession no.
- 0001415889-23-009749
- Filed
- Jun 13, 2023
- Trade date
- May 16, 2023
- Filing delay
- 28 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 16, 2023
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $4.00K. It was filed 28 days after the trade.
This amendment replaces 0001415889-23-008158 (filed May 17, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stuebe Nancy E.CIK 0001835510 | Director, Other: TRUSTEE |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Stock | PPurchaseAcquired | +345 | $11.59 | +$3,998.55 | 2,473.31 | Direct | |
| May 16, 2023 | Common Stock | PPurchaseAcquired | +0.27 | $11.55 | +$3.12 | 2,473.58 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.