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Dake Benjamin T's Form 4 filing

Jade Biosciences, Inc. (JBIO) · filed Jun 8, 2023

Accession no.
0001415889-23-009448
Filed
Jun 8, 2023
Trade date
Jun 6, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $167.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dake Benjamin TCIK 0001869248Officer (SEE REMARKS)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2023Common StockMOption exerciseAcquired+2,412$1.74+$4,196.883,703Direct
Jun 6, 2023Common StockMOption exerciseAcquired+7,871$2.14+$16,843.9411,574Direct
Jun 6, 2023Common StockSSaleDisposed−10,268$16.28F2−$167,163.041,306Direct
Jun 6, 2023Common StockSSaleDisposed−15$16.98−$254.71,291Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 6, 2023Common StockMOption exerciseDisposed−905$0.00$06,339Direct
Jun 6, 2023Common StockMOption exerciseDisposed−1,507$0.00$021,095Direct
Jun 6, 2023Common StockMOption exerciseDisposed−1,018$0.00$022,405Direct
Jun 6, 2023Common StockMOption exerciseDisposed−6,853$0.00$0164,461Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.84 to $16.82, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Referenced by the price of 1 transaction in Table I.

Remarks

Officer Title: President, Chief Operating Officer and Secretary

Read the full filing on SEC EDGAR (opens in a new tab)