Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Jun 7, 2023
- Accession no.
- 0001415889-23-009375
- Filed
- Jun 7, 2023, 5:21 PM ET
- Trade date
- Jun 5-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $580.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2023 | Common Stock | SSaleDisposed | −10,801 | $10.15F1 | −$109,654.99 | 19,749,488 | Direct | |
| Jun 6, 2023 | Common Stock | SSaleDisposed | −46,095 | $10.22F2 | −$471,252.23 | 19,703,393 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −134,126 | $101,665.00F3 | −$13,635,919,790 | 19,569,267 | Direct | Price outlier |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 10,801 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 5, 2023 with sale prices ranging from $10.15 to $10.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 46,095 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 6, 2023 with sale prices ranging from $10.15 to $10.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 134,126 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on June 7, 2023 with sale prices ranging from $10.00 to $10.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.