Les Jason's Form 4 filing
Riot Platforms, Inc.RIOT · filed Jun 5, 2023
- Accession no.
- 0001415889-23-009303
- Filed
- Jun 5, 2023
- Trade date
- Jun 1, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $581.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Les JasonCIK 0001721702 | Director, Officer (CHIEF EXECUTIVE OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | SSaleDisposed | −50,000 | $11.63F1 | −$581,500 | 356,794 | Indirect | |
| Jun 1, 2023 | Common Stock | GGiftDisposed | −5,000 | $0.00 | $0 | 351,794 | Indirect | |
| Jun 1, 2023 | Common Stock | FTax withholdingDisposed | −767,478 | $12.41 | −$9,524,401.98 | 2,565,957 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.6159 to $11.6822, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.