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Les Jason's Form 4 filing

Riot Platforms, Inc. (RIOT) · filed Jun 5, 2023

Accession no.
0001415889-23-009303
Filed
Jun 5, 2023
Trade date
Jun 1, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $581.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Les JasonCIK 0001721702Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2023Common StockSSaleDisposed−50,000$11.63−$581,500356,794Indirect
Jun 1, 2023Common StockGGiftDisposed−5,000$0.00$0351,794Indirect
Jun 1, 2023Common StockFTax withholdingDisposed−767,478$12.41−$9,524,401.982,565,957Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)