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McKnight Carol E.'s Form 4 filing

Tennant Co (TNC) · filed May 30, 2023

Accession no.
0001415889-23-008940
Filed
May 30, 2023
Trade date
May 25-26, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.54M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McKnight Carol E.CIK 0001611870Officer (FORMER, SVP, CHIEF ADMIN OFFR)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 25, 2023Common StockMOption exerciseAcquired+1,967$52.42+$103,110.1423,727Direct
May 25, 2023Common StockMOption exerciseAcquired+2,478$73.20+$181,389.626,205Direct
May 25, 2023Common StockSSaleDisposed−4,445$75.74F2−$336,664.321,760Direct
May 26, 2023Common StockMOption exerciseAcquired+5,568$73.20+$407,577.627,328Direct
May 26, 2023Common StockMOption exerciseAcquired+9,127$67.70+$617,897.936,455Direct
May 26, 2023Common StockMOption exerciseAcquired+1,304$66.97+$87,328.8837,759Direct
May 26, 2023Common StockSSaleDisposed−15,999$75.41F3−$1,206,484.5921,760Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 25, 2023Common StockMOption exerciseDisposed−1,967$0.00$00Direct
May 25, 2023Common StockMOption exerciseDisposed−2,478$0.00$05,568Direct
May 26, 2023Common StockMOption exerciseDisposed−5,568$0.00$00Direct
May 26, 2023Common StockMOption exerciseDisposed−9,127$0.00$00Direct
May 26, 2023Common StockMOption exerciseDisposed−1,304$0.00$04,706Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects the weighted average price of 4,445 shares of common stock of Tennant Company sold by the reporting person in multiple transactions on May 25, 2023 with sale prices ranging from $75.38 to $76.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Reflects the weighted average price of 15,999 shares of common stock of Tennant Company sold by the reporting person in multiple transactions on May 26, 2023 with sale prices ranging from $75.12 to $76.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)