Roberts Laurance's Form 4 filing
El Pollo Loco Holdings, Inc. (LOCO) · filed May 22, 2023
- Accession no.
- 0001415889-23-008532
- Filed
- May 22, 2023
- Trade date
- May 19, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $577.2K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts LauranceCIK 0001614571 | Director, Officer (CEO & PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +13,863 | $4.34 | +$60,165.42 | 205,610 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +46,137 | $4.34 | +$200,234.58 | 251,747 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −60,000 | $9.62 | −$577,200 | 191,747 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −13,863 | $0.00 | $0 | 106,087 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −46,137 | $0.00 | $0 | 59,950 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.