Kleiser Kirk E.'s Form 4/A amendment
AmendedCatalyst Bancorp, Inc.CLST · filed May 9, 2023
- Accession no.
- 0001415889-23-007681
- Filed
- May 9, 2023
- Trade date
- May 1, 2023
- Filing delay
- 8 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 3, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $60.2K. It was filed 8 days after the trade.
This amendment replaces 0001415889-23-007174 (filed May 3, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kleiser Kirk E.CIK 0001885818 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2023 | Common Stock | PPurchaseAcquired | +5,500 | $10.95 | +$60,225 | 7,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person is amending this Form 4 solely to correct the ownership of shares.
- F2
The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
- F3
The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
- F4
The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
- F5
Includes 8,464 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
- F6
The options vest at a rate of 20% per year commencing on September 1, 2023.