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Carroll William Young Jr.'s Form 4/A amendment

Amended

Smartfinancial Inc. (SMBK) · filed May 5, 2023

Accession no.
0001415889-23-007451
Filed
May 5, 2023
Trade date
May 4, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked
Original filed
May 4, 2023

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $29.0K. It was filed 1 day after the trade.

This amendment replaces 0001415889-23-007300 (filed May 4, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carroll William Young Jr.CIK 0001652510Director, Officer (PRESIDENT AND CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2023Common StockPPurchaseAcquired+1,000$19.28+$19,28042,666Indirect
May 4, 2023Common StockPPurchaseAcquired+500$19.43+$9,715112,472Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)