Carroll William Young Jr.'s Form 4/A amendment
AmendedSmartfinancial Inc.SMBK · filed May 5, 2023
- Accession no.
- 0001415889-23-007451
- Filed
- May 5, 2023
- Trade date
- May 4, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 4, 2023
This filing lists 2 non-derivative transactions. Open-market purchases total $29.0K. It was filed 1 day after the trade.
This amendment replaces 0001415889-23-007300 (filed May 4, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carroll William Young Jr.CIK 0001652510 | Director, Officer (PRESIDENT AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Common Stock | PPurchaseAcquired | +1,000 | $19.28 | +$19,280 | 42,666 | Indirect | |
| May 4, 2023 | Common Stock | PPurchaseAcquired | +500 | $19.43 | +$9,715 | 112,472 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
Original Form 4 was filed incorrectly. 1,000 shares should have been shown purchased in Indirect Holdings and 500 shares in Direct Holdings, instead of 1,500 shares in Direct Holdings.