Heffes Brett D's Form 4 filing
Winmark Corp (WINA) · filed Apr 27, 2023
- Accession no.
- 0001415889-23-006962
- Filed
- Apr 27, 2023
- Trade date
- Apr 26-27, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.21M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heffes Brett DCIK 0001237904 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 26, 2023 | Common Stock | MOption exerciseAcquired | +1,527 | $98.25 | +$150,027.75 | 110,027 | Direct | |
| Apr 26, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $125.50 | +$627,500 | 115,027 | Direct | |
| Apr 26, 2023 | Common Stock | SSaleDisposed | −2,216 | $335.25 | −$742,914 | 112,811 | Direct | |
| Apr 26, 2023 | Common Stock | SSaleDisposed | −1,009 | $338.43 | −$341,475.87 | 111,802 | Direct | |
| Apr 26, 2023 | Common Stock | SSaleDisposed | −3,302 | $340.07 | −$1,122,911.14 | 108,500 | Direct | |
| Apr 26, 2023 | Common Stock | MOption exerciseAcquired | +1,602 | $98.25 | +$157,396.5 | 110,102 | Direct | |
| Apr 26, 2023 | Common Stock | MOption exerciseAcquired | +698 | $143.20 | +$99,953.6 | 110,800 | Direct | |
| Apr 27, 2023 | Common Stock | GGiftDisposed | −800 | $0.00 | $0 | 110,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 27, 2023 | Common Stock | MOption exerciseDisposed | −3,129 | $98.25 | −$307,424.25 | 0 | Direct | |
| Apr 27, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $143.20 | −$99,953.6 | 4,302 | Direct | |
| Apr 27, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $125.50 | −$627,500 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.