Roberts Laurance's Form 4 filing
El Pollo Loco Holdings, Inc.LOCO · filed Apr 26, 2023
- Accession no.
- 0001415889-23-006933
- Filed
- Apr 26, 2023
- Trade date
- Apr 24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $545.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts LauranceCIK 0001614571 | Director, Officer (CEO & PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +24,621 | $4.34 | +$106,855.14 | 171,864 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +24,621 | $4.34 | +$106,855.14 | 196,485 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +10,758 | $4.34 | +$46,689.72 | 207,243 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −60,000 | $9.09F2 | −$545,400 | 147,243 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseDisposed | −24,621 | $0.00 | $0 | 155,329 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseDisposed | −24,621 | $0.00 | $0 | 130,708 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseDisposed | −10,758 | $0.00 | $0 | 119,950 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
2. Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $8.99 to $9.22 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.