Beauvais Jason B's Form 4 filing
Main Street Capital CORP (MAIN) · filed Mar 31, 2023
- Accession no.
- 0001415889-23-005674
- Filed
- Mar 31, 2023
- Trade date
- Mar 29-31, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $588.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Beauvais Jason BCIK 0001437113 | Officer (EVP, GC, CCO, SECRETARY) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2023 | Common Stock | SSaleDisposed | −6,800 | $39.41F1 | −$267,988 | 160,037.48 | Direct | |
| Mar 30, 2023 | Common Stock | SSaleDisposed | −2,225 | $39.53F2 | −$87,954.25 | 157,812.48 | Direct | |
| Mar 31, 2023 | Common Stock | SSaleDisposed | −5,894 | $39.45F3 | −$232,518.3 | 151,918.48 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $39.400 to $39.430 inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $39.400 to $39.610, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $39.405 to $39.530, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.