Marshall Allan's Form 4 filing
Upexi, Inc. (UPXI) · filed Mar 20, 2023
- Accession no.
- 0001415889-23-005213
- Filed
- Mar 20, 2023
- Trade date
- Mar 15-17, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $57.3K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall AllanCIK 0001279925 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Common Stock | PPurchaseAcquired | +4,334 | $4.33 | +$18,766.22 | 2,579,415 | Direct | |
| Mar 16, 2023 | Common Stock | PPurchaseAcquired | +4,572 | $4.48 | +$20,482.56 | 2,583,987 | Direct | |
| Mar 17, 2023 | Common Stock | PPurchaseAcquired | +4,095 | $4.41 | +$18,058.95 | 2,588,082 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.