Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Mar 16, 2023
- Accession no.
- 0001415889-23-005036
- Filed
- Mar 16, 2023, 6:22 PM ET
- Trade date
- Mar 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $6.29M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2023 | Common Stock | SSaleDisposed | −41,337 | $12.53F1 | −$517,985.68 | 20,260,289 | Direct | |
| Mar 15, 2023 | Common Stock | SSaleDisposed | −300,000 | $11.45F2 | −$3,436,140 | 19,960,289 | Direct | |
| Mar 16, 2023 | Common Stock | SSaleDisposed | −200,000 | $11.69F3 | −$2,338,400 | 19,760,289 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 41,337 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 14, 2023 with sale prices ranging from $12.18 to $13.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price of 300,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 15, 2023 with sale prices ranging from $11.30 to $12.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 200,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 16, 2023 with sale prices ranging from $11.50 to $12.06 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.