Pekarek James B's Form 4 filing
Agiliti, Inc. (AGTI) · filed Mar 14, 2023
- Accession no.
- 0001415889-23-004873
- Filed
- Mar 14, 2023
- Trade date
- Mar 1-13, 2023
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $220.5K. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pekarek James BCIK 0001756301 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock, $0.0001 par value | AGrant or awardAcquired | +14,318 | $0.00 | $0 | 227,256 | Direct | |
| Mar 10, 2023 | Common Stock, $0.0001 par value | AGrant or awardAcquired | +33,440 | $0.00 | $0 | 260,696 | Direct | |
| Mar 10, 2023 | Common Stock, $0.0001 par value | FTax withholdingDisposed | −11,625 | $14.83 | −$172,398.75 | 249,071 | Direct | |
| Mar 13, 2023 | Common Stock, $0.0001 par value | MOption exerciseAcquired | +14,668 | $2.13 | +$31,242.84 | 263,739 | Direct | |
| Mar 13, 2023 | Common Stock, $0.0001 par value | SSaleDisposed | −14,668 | $15.03F3 | −$220,460.04 | 249,071 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2023 | Common Stock, $0.0001 par value | AGrant or awardAcquired | +100,320 | $0.00 | $0 | 100,320 | Direct | |
| Mar 13, 2023 | Common Stock, $0.0001 par value | MOption exerciseDisposed | −14,668 | $0.00 | $0 | 72,316 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.16, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.