Unterseher Loren A's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Mar 3, 2023
- Accession no.
- 0001415889-23-004256
- Filed
- Mar 3, 2023, 7:47 PM ET
- Trade date
- Mar 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $5.46M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Unterseher Loren ACIK 0001741560 | Director, 10% Owner |
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | SSaleDisposed | −199,677 | $12.61F1 | −$2,517,228.1 | 20,806,532 | Direct | |
| Mar 1, 2023 | Common Stock | SSaleDisposed | −1,637 | $13.20F3 | −$21,609.71 | 20,804,895 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −105,063 | $12.64F4 | −$1,328,174.93 | 20,699,832 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −125,573 | $12.69F5 | −$1,594,099.01 | 20,574,259 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 199,677 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2023 with sale prices ranging from $12.07 to $13.055 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price of 1,637 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 1, 2023 with sale prices ranging from $13.085 to $13.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average price of 105,063 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 2, 2023 with sale prices ranging from $12.32 to $13.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average price of 125,573 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 3, 2023 with sale prices ranging from $12.53 to $13.075 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.